Assistant Manager, Compliance

Assistant Manager, Compliance


Key Responsibilities

  • Assist on the development and implementation of compliance policies, procedures and monitoring programs on AML related activities, compliance manual and core control documents that meet regulatory requirements
  • Work with business units to identify the compliance requirements, develop control measures and any regular compliance report as required
  • Assist and deliver internal trainings on all compliance related issues
  • Assist to review, maintain and enhance Group’s compliance manual and procedures
  • Respond to enquiries received from regulators of various jurisdictions
  • Assist in preparation of compliance reports as required by the Group and regulators
  • Assist and participate in compliance related project as required
  • Handle any ad hoc duties as assigned

Qualifications and other requirements

The successful candidate should possess the following:

  • At least 5 years of solid compliance experience in financial services or corporate services firms
  • Degree holder in Law, Accounting, or related discipline
  • Ability to build strategic working relationship with all business and support units as well as regulatory authorities
  • Understand FATCA and CRS including how to complete the relevant forms, basic knowledge on classification, etc
  • Sound knowledge in relevant rules & regulations within the sector
  • A team player with good stakeholder management skills
  • Excellent communication skills
  • Meticulous attention to fine details
  • Keen to work in a challenging, fast paced and dynamic environment
  • Pragmatism, balancing commercial objectives with legal, regulatory and ethical considerations to arrive at sound judgements and decisions and providing compelling solutions
  • Good command of Office software and other related computer skills
  • Knowledge in SAP and Viewpoint will be an advantage
  • Professional fluency in written and oral English with a good command of Chinese

Hong Kong

Vistra (Hong Kong) Limited, 19/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
+852 2521 3661
+852 2845 9198

How to apply

If you meet the requirements, please send your detailed CV (English) to;

Celestina Cheung
recruitment.hk@vistra.com
+852 2848 0201