Senior Associate, Compliance

Senior Associate, Compliance

Key Responsibilities

  • Assist in accepting new cases and conduct regular file review on existing clients
  • Execute all Compliance policies and procedures implemented by the Group and the organization
  • Effectively liaise with various stakeholders in implementing compliance policies and procedures within the organization
  • Participation in compliance project management as needed
  • Prepare regular compliance reports
  • Assist the team to develop and implement risk management, internal control and Compliance assurance program
  • Advice on the development and implementation of compliance policies, procedures and monitoring programs on AML related activities, compliance manual and core control documents that meet regulatory requirements
  • Handle any ad hoc duties as assigned

Qualifications and other requirements

  • Degree holder in Law or Accounting, or other related disciplines
  • Minimum 3 solid years of relevant experience, ideally in a financial services fir
  • Knowledge on trust and corporate services will be an advantage
  • Good understanding and knowledge of FATCA and CRS will be an advantage
  • Strong attention to detail
  • Ability to work independently
  • Good communication skills
  • Good stakeholder management skills
  • Multi-tasking with good problem solving skills
  • Good computer skills such as Excel and Powerpoint
  • Knowledge in SAP and Viewpoint will be an advantage
  • Fluent in written and oral English with a good command of Chinese proficiency

Hong Kong

Vistra (Hong Kong) Limited, 19/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
+852 2521 3661
+852 2845 9198

How to apply

If you meet the requirements, please send your detailed CV (English) to;

Celestina Cheung
+852 2848 0201