Associate, Compliance

Job description

Key responsibilities

  • Handle daily client due diligence (CDD) matters in various jurisdictions, such as conducting research on due diligence information, maintaining proper customer records, updating progress report, reviewing information supplied by clients and corresponding to clients and intra-group enquiries
  • Data input of clients’ details into the system
  • Prepare and arrange paperwork for clients to complete
  • Perform world-check on all applicants and ensure information is saved and filed securely
  • Follow up of due diligence matters on professionals and end-user clients’ non-compliant companies
  • Conduct and report on compliance monitoring on a timely basis, including but not limited to client acceptance review and regular review
  • Any other ad-hoc work as assigned

Qualifications and other requirements

Attributes / Technical Skills

  • High degree of professional integrity
  • Independent, self-motivated and pro-active
  • A team player with excellent communication skills
  • Customer oriented and be sensitive to client responses
  • Meticulous attention to fine detail and good numeracy skills
  • Commercially driven and keen to work in a challenging, fast paced and dynamic environment

Relevant Experience

  • At least 1-2 years of working experience in AML/KYC/CDD preferred
  • Knowledge of company secretarial work is highly advantageous

Education / Memberships

  • Degree holder in Law, Accounting, Finance, Economics or related discipline

Computer Skills

  • Good command of Office software and other related computer skills
  • World-Check and/or SAP experience is highly advantageous


  • Fluent in written and oral English with a good command of Chinese and Mandarin proficiency preferred

Need more information

If you meet the requirements, please send your detailed CV (English) to

Kevin Ma
HR Recruiter

+852 2521 3661

Job Location

Vistra (Hong Kong) Limited, 19/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong