Assistant Manager - KYC/CDD/Compliance/FACTA

Assistant Manager - KYC/CDD/Compliance/FACTA

Key Responsibilities

  • Assist in acceptance of new cases and conduct regular file reviews on existing clients
  • Implement and maintain Group’s Compliance Policies & Procedures
  • In charge of daily on-boarding of client due diligence matters re various jurisdictions
  • Review due diligence information supplied by clients
  • Conduct research from public information system to collect due diligence information
  • Maintain and update the Group’s Customer Due Diligence Information System
  • Respond to enquiries received from Regulators of various jurisdictions
  • Assist in preparation of Compliance reports as required by the Group and Regulators
  • Advice on the development and implementation of compliance policies, procedures and monitoring programs on AML related activities, compliance manual and core control documents that meet regulatory requirements
  • Participation in Compliance project management as required
  • Mentor junior staff and provide guidance and assistance on complicated cases and daily operations of the Compliance Team
  • Handle any ad hoc duties as assigned

Qualifications and other requirements

  • Degree holder in Law, Accounting, or related discipline
  • At least 5 years of relevant working experience in financial services or corporate services firms
  • Good understanding and knowledge of FACTA and CRS
  • High degree of professional integrity
  • Independent, self-motivated and pro-active
  • A team player with good management skills
  • Excellent communication skills
  • Meticulous attention to fine detail and good numeracy skills
  • Keen to work in a challenging, fast paced and dynamic environment
  • Knowledge in SAP and Viewpoint will be an advantage
  • Professional fluency in written and oral English with a good command of Chinese and Mandarin proficiency

Hong Kong

Vistra (Hong Kong) Limited, 19/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
+852 2521 3661
+852 2845 9198

How to apply

If you meet the requirements, please send your detailed CV (English) to;

Celestina Cheung
+852 2848 0201